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Compliance Manager

Acts Consulting Co. 毅知顧問公司

職位描述

To

Compliance ManagerJob Description

Responsibilities:

Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external compliance report;
Prepare license applications and answer enquiries from regulators on compliance matters;
Assist in ad hoc projects.

Requirements:

Degree holder in Accounting / Law / Finance or related disciplines;
3 years or above working experience on compliance and audit function;
Knowledge with HK legal and regulatory requirements on securities brokerage and anti-money laundering is preferred;
Knowledge in SFC / HKEx rules and regulations and their compliance / practice;
Mature, self-motivated and equipped with positive attitude and passion for performance excellence;
Proficiency in written and spoken English and Chinese with fluency of Putonghua.

申請連結：

https://www.cpjobs.com/hk/job/compliance-manager-4229421?utm_source=jooble&utm_medium=web&utm_campaign=cpj-joblists

其他細節

職位空缺來源

CPjobs

參考編號

Joo-4229421

發布日期

2025年11月27日

關鍵詞

Financial Services, Investment, Securities, Banking, Finance

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