ICBC International Holdings Limited (“ICBC International”) is a wholly-owned subsidiary of ICBC in Hong Kong. As a Hong Kong incorporated and based company, ICBC International leverages the premier brand, strong capital base, extensive clients' base and advanced financial products. It is exposed to capital markets and provides financing clients with services in four product lines; corporate financing, investment business, sales & trading and asset management. ICBC International also offers market research services covering global macro economy, international financial markets, environmental protection, medical care and other hot industries.
Responsibilities:
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- Provide compliance advices to business/supporting units on day-to-day AML and sanctions matters;
- Update and review relevant AML and sanctions-related policies, checklists and forms to ensure its up-to-date, effectiveness and efficiency;
- Design and implementation of AML and sanctions ongoing compliance program to ensure compliance with the applicable regulatory requirements;
- Conduct enterprise-wide ML/TF and sanctions risk assessment and advise the control measures and area of enhancements to management;
- Support various on-going monitoring tasks including name screening, transaction monitoring and KYC sample check;
- Liaise with regulatory authorities, auditors and business units on relevant AML and sanctions compliance issues/matters and follow-up actions;
- Lead and collaborate with other business/supporting units on the AML and sanctions related projects;
- Handle regulatory inspection, prepare head office reporting and ad hoc enquiries;
- Support the development of the compliance information systems;
- Design and deliver AML and sanctions training to all staff;
- Handle ad-hoc tasks as assigned from time to time.
Requirements:
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- Bachelor Degree or higher in Law, Finance, Economics, or other relevant majors;
- Holder of ACAMS, CGSS or ECF on AML/CFT certification or equivalent;
- Minimum 5 years of solid AML/CFT and sanction compliance experience in finance or banking industry;
- Hands-on experiences in conducting KYC review, sanctions screening, risk assessment and transactions monitoring in investment banks, securities firms, or private banks;
- Able to form effective working relationship with other business functions, and colleagues in headquarters and affiliates;
- Proactive in taking responsibilities, attentive to details, able to multi-task and deliver quality work under tight schedules in a fast-paced business environment;
- Responsible and detailed-mind with excellent problem solving, analytical, writing and communication skills;
- Good command of spoken and written English and Chinese (including Putonghua).
Data collected would be used for recruitment purpose only.