- Experienced compliance professionals in asset and wealth management with expertise in (i) compliance risk management; (ii) establishing, implementing, monitoring and reviewing compliance policies, procedures and standards to ensure the adherence of businesses to relevant regulatory requirements; (iii) handling requests from regulators; and (iv) providing compliance advice and training to management and operational departments.
Financial Services
Compliance in Asset and Wealth Management Professionals (Retail,Corporate,Private Bank, Insurance)
Description of Tasks
Minimum Requirements
- A relevant bachelor's degree in commerce, finance, business administration, economics, accounting, law or other relevant programmes and received on-the-job training and industry courses and programmes.
- At least 3 years of relevant compliance experience in asset and wealth management firms or professional firms specialised in asset and wealth management; knowledge in finance and relevant rules, regulations and guidelines of regulatory authorities including those of Hong Kong; and relevant language skills.
Compliance, Officer / Analyst (General / Regulatory Compliance (Retail,Corporate,Private Bank, Insurance))
Monthly Salary
$40,000
$40,000
Compliance, Associate / Assistant Manager (General / Regulatory Compliance (Retail,Corporate,Private Bank, Insurance))
Monthly Salary
$50,000
$50,000
Compliance, Manager / Assistant Vice President (General / Regulatory Compliance (Retail,Corporate,Private Bank, Insurance))
Monthly Salary
$60,000
$60,000
Compliance, Senior Manager / Vice President (General / Regulatory Compliance (Retail,Corporate,Private Bank, Insurance))
Monthly Salary
$80,000
$80,000
Compliance, Associate Director / Senior Vice President (General / Regulatory Compliance (Retail,Corporate,Private Bank, Insurance))
Monthly Salary
$100,000
$100,000
Compliance, Executive Director / Director (Head) (General / Regulatory Compliance (Retail,Corporate,Private Bank, Insurance))
Monthly Salary
$125,000
$125,000