Senior / Business Compliance & Risk Control Manager

Responsibilities:

Design and prepare various routine monitoring and compliance report for Global Markets operational risks.
Follow up on various operational incidents and conduct independent assessment and analysis on the cases
Write kinds of internal self-assessment and different gap analysis reports on internal control and compliance mechanism
Formulate internal control or working manual manuals and provide opinion on the operating procedures of the business units
Coordinates with relevant parties on various kinds of internal and external audit exams and monitor the progress on implementing corrective measures as suggested and agreed by the bank.
Assist supervisors to roll out all internal control measures, like formulating management guidelines or carrying out sample checks
Provide necessary risk control related supports to front line trading teams (including those in ASEAN entities)

Requirements: - Bachelor degree or above

5 years of working experience in strategy planning, data analysis, economy research or relative work
With strong responsive sense and can perform job timely and independently
With strong written and communication skills
Good understanding of industry dynamics and market changes in Hong Kong and China Financial market
Excellent skills in MS office and data analysis tools
May need to travel or work in ASEAN entities for a short duration

If you are applying for in-scope position(s) under the Mandatory Reference Checking Scheme (i.e., A role carrying out regulated activities licensed by the IA, SFC & MPFA), you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the MRC process and the requirements in due course. For details, please click here .

To apply:

https://www.efinancialcareers.hk/jobs-Hong_Kong-Hong_Kong-Senior__Business_Compliance__Risk_Control_Manager.id23455590?utm_campaign=JS_HK_ALL_JOBS&utm_source=APAC_HK_ENG&utm_medium=FEED_PART_HK_TALENT_ENGAGE

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Senior / Business Compliance & Risk Control Manager

Bank Of China (Hong Kong) Limited

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