Responsible Officer (RO Type 9) - Virtual Assets

A well-established international financial services firm is seeking a Responsible Officer licensed for SFC Type 9 regulated activities, with proven experience in virtual asset trading and management. This is a full-time, senior leadership opportunity with a competitive remuneration package.

Key Responsibilities:

• Manage the firm's SFC-regulated activities across Type 9 & virtual assets fund license initiatives and management
• Oversee application and ongoing compliance for the company’s virtual asset management license and related activities.
• Formulate and maintain company policy, operating manuals, and risk management controls to align with SFC and virtual asset regulatory requirements.
• Supervise trading activities and conduct regular compliance reviews, risk assessments, and internal training.
• Advise senior management on regulatory trends, business strategy, and operational efficiency, especially as they relate to the virtual asset market.
• Collaborate with external parties and regulatory bodies to enhance compliance, governance, and the market profile of the firm.

Requirements:

• Current SFC Responsible Officer (RO) status for Type 9
• Demonstrable hands-on experience in virtual asset management , trading, platform operations, or successful SFC license uplift/applications related to virtual assets.
• Bachelor’s degree or above in Finance, Economics, Law, Business, or a related discipline.
• Strong leadership, analytical, and communication skills, with the ability to work both independently and as part of an international team.
• Up-to-date knowledge of SFC regulations, including evolving guidance on virtual assets.
• Fluency in English; Cantonese or Mandarin a plus.

Why Join?

• Be at the forefront of innovation in virtual asset management and securities regulation.
• Work alongside an international team dedicated to excellence and growth.
• Attractive compensation and opportunity to make a strategic impact.

If you meet the criteria and are ready to help shape the future of virtual assets and financial services in Hong Kong, please submit your CV or reach out for a confidential discussion.