Back
Published 2 weeks ago

Assistant Manager, Client Services, Wealth Management

CITIC CLSA

Job Description

Position Description

Provide full brokerage administration services to internal and external clients; and ensure the activities in Wealth Management and Retail & High-Net-Worth Business to compile in Company’s policy and regulatory requirements; and execute securities/ futures transactions and other financial products for Hong Kong and other regional markets.

Key Areas of Responsibilities

  • Ensure the completeness and consistence for the client’s account on boarding documents with sales/ account executive’s justification, including handling enquiries in relation to but not less than Individual, Corporate and Institutional types of accounts.
  • Handle trading transactions (mainly for odd lots order), insurance subscription and fund and stock withdrawal/ deposit request at business level.
  • Conduct client’s name screening and system input to fulfil AML/ audit requirements.
  • Act as backup to Client Services Officers/ partners by taking up their roles and duties in needs.
  • Act as a gate keeper for Company’s policies and regulatory requirements.
  • Involve and participate in ad-hoc projects as assigned.
  • Provide guidance to junior staffs for an achievement of the Team’s common goal (apply for Manager only)

Requirements

  • Degree holder in relevant business/ finance discipline is highly preferred.
  • Attained relevant SFC licenses for carrying Type 1, 7 and/ or 8 regulated activities.
  • Holder of Type 2 or mid-back office experience in other financial products, e.g. Insurance is a plus.
  • Good interpersonal and communication skills.
  • Able to work effectively under pressure and be a team player.
  • Good command of written and spoken English and Chinese (preferably including Putonghua).
  • Experienced candidate may consider to be offered as Manager.

Stay informed on CITIC CLSA Job Opportunities

Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.

Job Particulars

Job source
eFinancialCareers
Job reference
22733092
Date published
20 Nov 2025
Job keywords
Private Banking & Wealth Management, Client Relations, Insurance, Other
The Hong Kong Talent Engage website contains job vacancies information from external sources and relevant links as a convenience to our users, and is not responsible for the content of these sites.
Back
Back
Apply Now
Apply Now