Manager, Securities Trading and Risk Management, Securities Department

CMB Wing Lung Bank Limited is a Licensed Bank registered in Hong Kong, which is formerly known as Wing Lung Bank. Founded on 25th February 1933, CMB Wing Lung Bank is among the oldest local Chinese banks in Hong Kong. In 2008, CMB Wing Lung Bank was acquired by China Merchants Bank (CMB). In 2009, the Bank has become a wholly-owned subsidiary of CMB. In 2018, the Bank has renamed as CMB Wing Lung Bank.

CMB Wing Lung Bank and its subsidiaries hold multi licenses in banking, insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive banking products and services including retail banking, corporate banking and financial markets, etc. Among them, private banking, syndicated loans, bond issuance, financial markets, asset custody and asset management are influential and competitive in the market. At present, the Bank has over 30 branches and business outlets located in mainland China, Hong Kong, Macau and overseas, etc regions. The Bank has nearly 2,000 employees.

Following the motto of “Progress with prudence, service with sincerity”, the Bank embraces “Serving with Heart, Quest for efficiency, Caring for sincerity” service value into the daily operation. The Bank strives to build a first-class, innovative and cutting-edge commercial bank in Hong Kong and provides an integrated local and cross-border financial and banking services for customers.

Responsibilities:

Trading Operations & Risk Management

• Monitor securities margin levels, perform margin calls, and execute forced liquidations to manage risk exposure.
• Track US stock market triggers such as circuit breakers and mid-day trading halts to control financing risks.
• Report system or data anomalies promptly to ensure operational integrity.

Customer Service & Hotline Support

• Process trading instructions and fund transfers initiated by customers via hotline.
• Execute trades on the US Over-the-Counter (OTC) market and handle pre-market trading instructions.
• Respond to customer inquiries regarding securities services, fee structures, and promotional offers, etc.
• Address urgent issues such as system failures or trading disruptions to ensure timely resolution.

Client Relationship Management

• Maintain strong relationships with clients, understand their investment needs, and provide relevant securities services.
• Support high-net-worth clients by providing tailored securities services.
• Collaborate with Private Banking and Wealth Management (PB/PWM) Relationship Managers to deliver high- standard services to high net worth clients.

Requirements:

• Degree Holder in economics, finance, or related fields.
• At least 5 years relevant experience
• Experience in securities business support and securities trading is required; night shifts is required
• Familiar with the regulatory requirements of the Hong Kong Monetary Authority (HKMA), Securities and Futures Commission (SFC), and Hong Kong Stock Exchange; a deep understanding of the Hong Kong regulatory framework and philosophy.

Applicants of this job may be regarded as In-Scope Individuals of the Mandatory Reference Checking Scheme (MRC Scheme). It is a standardised reference-checking arrangement that is designed to support the integrity of “authorized institutions” regulated by the Hong Kong Monetary Authority (HKMA). Pursuant to the MRC scheme, our bank will conduct a mandatory reference check by requesting information from each relevant former and current employer of applicants. For more details on the In-Scope Individuals, please visit https://www.hkab.org.hk/en/page/5/mandatory-reference-checking-scheme-phase-2.