RISK & COMPLIANCE MANAGER 風險及合規經理 - HK listed SFC Type 1 / securities brokerage / financial service (Admiralty)

Hong Kong - Shenzhen - Guangzhou - Shanghai - Beijing

JPC Texson Ltd, established since 1990, is a Hong Kong and China licensed Employment Consulting firm, specializes in Headhunting and Recruiting Services for companies in Hong Kong and China. We have offices in Hong Kong, Shenzhen, Guangzhou, Shanghai and Beijing.

公司背景 / Company Background

• 我們是一家持有香港證監會 第1類牌照（證券交易） 的證券經紀公司，母公司為一家香港上市公司。
• 作為集團的一員，我們專注於提供專業的證券交易及場外衍生產品服務，並致力於培育人才及提升營運效能。
• We are a securities brokerage firm holding an SFC Type 1 licence (dealing in securities), and a subsidiary of a Hong Kong listed company.
• As part of the group, we focus on delivering professional securities trading and OTC derivative product services, while committed to talent development and operational excellence.

Role Summary 職位簡介

• You will oversee the company’s risk framework for securities trading and OTC derivatives.
• Reporting directly to the Responsible Officer, the role focuses on daily risk monitoring, regulatory compliance, and strengthening risk controls across investment and operational areas.
• 負責公司在證券交易及場外衍生產品方面的風險管理框架。
• 此職位直接向負責人匯報，專注於每日風險監察、監管合規，以及加強投資及營運層面的風險控制。

Key Responsibilities 工作職責

• Develop and implement robust risk management frameworks, policies, and controls covering both investment risks and operational risks of the company and OTC derivative products issued
• Design and enhance risk reporting tools and perform analysis
• Conduct daily risk limit monitoring, including market, credit, liquidity, operational, legal, and compliance risks specific to securities trading and OTC derivative product issuance operations
• Perform daily risk reporting and regulatory reporting to ensure compliance with SFC requirements
• Handle ad hoc risk management tasks as assigned by Responsible Officers
• Report directly to the Responsible Officer
• 制定及執行完善的風險管理框架、政策及控制措施，涵蓋公司及場外衍生產品的投資及營運風險
• 設計及優化風險報告工具及分析
• 每日監察風險限額，包括市場、信貸、流動性、營運、法律及合規風險，特別針對證券交易及場外衍生產品發行
• 編制每日風險報告及監管報告，確保符合證監會規定
• 處理負責人指派的臨時風險管理工作
• 直接向負責人匯報

Requirements 任職要求

• Degree holder in Risk Management, Finance, Statistics, or related disciplines
• Minimum 5 years of relevant experience in risk management within an SFC Type 1 Licensed Corporation (for the regulated activity of "Dealing in Securities")
• Exposure to OTC derivative products preferred
• Strong financial modeling and analytical skills
• Excellent cross-functional communication skills
• Good command of both Chinese and English
• 風險管理、金融、統計或相關學科本科或以上學歷
• 至少5年於 持有證監會第1類牌照的公司（證券經紀） 之風險管理相關工作經驗
• 具場外衍生產品經驗者優先
• 具備強大的財務建模及分析能力
• 優秀的跨部門溝通技巧
• 良好的中英文能力

What We Offer 我們提供

• Competitive compensation package
• Long-term career development within a reputable Hong Kong listed group
• Friendly and supportive working environment
• Exposure to diverse securities and derivative products
• 具競爭力的薪酬待遇
• 在香港上市集團內的長遠事業發展機會
• 友善及互助的工作環境
• 接觸多元化的證券及衍生產品

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JPC Recruiting Services was established in 1990.

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