Together, we can achieve more
The Bank of East Asia, Limited ("BEA") is Hong Kong’s largest independent local bank with 48 branches, 42 SupremeGold Centres, and 3 i-Financial Centres throughout the city.
Overseas, BEA has established a presence in Southeast Asia, the United Kingdom, and the United States. Worldwide, including Hong Kong and the rest of Greater China, BEA operates around 130 outlets and employs approximately 8,000 people. We invite you to become part of our team and to pursue a bright and exciting future.
Responsibilities
- Conduct different sales monitoring and review exercise within committed timeline and in good order for sales compliance assurance
- Compile MIS report, KRI and Dashboard within committed timeline and in good order for management oversight
- Follow-up any discrepancies and irregularities identified in the course of monitoring and review exercise and monitor the progress of the rectification and remediation
- Engage in Regtech solution project to facilitate the adoption of technology to enhance the efficiency and effectiveness of the sales surveillance framework and mechanism
- Compile MIS report on monitoring of regulated activities or regular/ad hoc reporting to regulator
- Assist in performing quality assurance review for new account opening, AML periodic review for BEA customers
- communicate and coordinate with business units on AML related issues
- Comply with all applicable regulations, rules, codes, guidelines and standards set by regulators and the Bank, and carry out duties with high integrity
- Adhere to all established risk control guidelines, procedures and measures to identify, assess, report, mitigate and monitor the risks involved in the day-to-day work
- Keep abreast of the market practice related to sales and risk compliance issue of the regulated selling process
- Take up ad-hoc projects and tasks as assigned by supervisor
Requirements
- University graduate; OR
- Minimum of 3 years’ experience in banking sector cover the following:
- Sound knowledge and exposure in AML or compliance related issues;
- Familiar with relevant bank policies, procedures, practices and rules;
- Good communication skill and risk awareness;
- PC literate with good knowledge of MS Office; and
- Holder of professional qualification(s) of AAMLP or CAMS is preferable
- Good command of both spoken and written English and Chinese
Please apply online via the BEA Careers website at https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=U&FOCUS=Applicant&SiteId=1&JobOpeningId=4994&PostingSeq=1 or by clicking the "Apply Now" button. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.
Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Data Policy, which is available upon request. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after 1 year.