Published 1 day ago

Manager - Enforcement (Investigation - Intermediary Misconduct Team)

Securities and Futures Commission

Job Description

The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry.

Working for a globally respected regulator provides unique opportunities to serve the public and advance Hong Kong’s position as an international financial centre. Join us to achieve greater things in your career.

Duties & Responsibilities:

We are now seeking candidates for the Manager position in the Intermediary Misconduct Team (Investigation) of the Enforcement Division. The Enforcement Division investigates and combats market and listed company crimes, and intermediary misconduct. These investigations are intellectually challenging and crucial to Hong Kong’s status as an international financial centre.

You will be part of the Intermediary Misconduct Team responsible for investigating misconduct committed by persons regulated by the SFC, unlicensed activities, contraventions relating to virtual assets (VA) and offers of investments. You will also prepare cases for criminal, civil or disciplinary proceedings resulting from these investigations.

Requirements:

To be successful in this post, you should possess a university degree with at least 5 years of relevant professional experience, including experience in investigation or law enforcement. You should be a team player and good communicator with excellent command of written and spoken English and Chinese. Knowledge of Mandarin will be a plus. Familiarity with the securities and futures markets, financial services industry and VA-related activities is a strong advantage. Less experience will be considered as an Assistant Manager.

Please quote the reference and apply by 19 December 2025 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay, Hong Kong
(E-mail address : enf_recruit@sfc.hk)

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

We are an EQUAL OPPORTUNITY EMPLOYER.

Job Particulars

Job source
CPjobs
Job reference
Joo-4231093
Date published
05 Dec 2025
Job keywords
Financial Services, Investment, Securities, Banking, Finance
The Hong Kong Talent Engage website contains job vacancies information from external sources and relevant links as a convenience to our users, and is not responsible for the content of these sites.