The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry.
Working for a globally respected regulator provides unique opportunities to serve the public and advance Hong Kong’s position as an international financial centre. Join us to achieve greater things in your career.
Duties & Responsibilities:
This position will offer you the opportunity to join a dynamic team of professionals responsible for regulating the public offers of unlisted structured products and other investment products to retail investors in Hong Kong.
Reporting to the Senior Managers of the Investment Products Division, you will be responsible for reviewing applications for authorization of publicly offered unlisted structured products and their offering documents and marketing materials. You should be able to understand the structure of these products and be able to identify as well as analyze the risks and rewards pertaining to such products. You should also be familiar with the regulatory requirements in respect of the above products and be able to identify the relevant regulatory issues relating to the applications. You will also interact with market professionals and other stakeholders in the market in collecting relevant market information and data and perform analyses on market trends that may affect the development of such investment products.
Requirements:
To be successful in this position, you should have a university degree and/or professional qualification in Law or Finance, with a minimum of five years of solid and relevant work experience in the financial services sector, particularly in structured products. Exposure in international investment banks or law firms is preferable.
You should have sound knowledge of structured products and market practices. You must be an active team player with strong analytical, interpersonal, presentation and communication skills. You should be able to work independently and be able to cope with pressure in a multi-stakeholder environment. An excellent command of written and spoken English and Chinese is required, with proficiency in Putonghua a plus.
Please quote the reference and apply by 12 December 2025 with details of qualifications, previous experience, current and expected salary to:
Recruitment Manager
Securities & Futures Commission
54/F, One Island East, 18 Westlands Road,
Quarry Bay, Hong Kong
All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.
We are an EQUAL OPPORTUNITY EMPLOYER.